Small business retirement

How to transfer your plan to Vanguard

You can follow these steps to get started.

Step 1

Gather your information

Here's what you'll need to prepare for your transfer:

  • A plan statement dated within the past 90 days from the company that currently holds your account.
  • The plan number and dollar amount currently invested in the plan.
  • The type of plan you want to transfer (e.g., traditional IRA, SEP-IRA, SIMPLE IRA, i401(k)).
  • Your Vanguard account number (if you intend to transfer the money into an existing Vanguard account).

Step 2

Call us

When you’re ready to get started, give us a call at 800-992-7188.

  • We’ll guide you through the process to ensure it’s as seamless as possible.
  • A qualified representative will let you know which documents are required to complete the transfer and answer any questions you have.

Step 3

Track your transfer

  • Once we receive your request, we’ll initiate the transfer and send you an email that explains how you can track the status of your transfer online.
  • Once your transfer is complete, we’ll send you an email confirmation.

Ready to get started?

If you're new to Vanguard, give us a call.

800-992-7188


Are you a Vanguard client looking for a small-business plan? Set up your new plan today.

Ready to get started?

If you're new to Vanguard, give us a call.

800-992-7188


Are you a Vanguard client looking for a small-business plan? Set up your new plan today.

Enhance your retirement plan

Looking to enrich your existing retirement plan with quality mutual funds? Our investment-only service opens the door for you to offer Vanguard funds. 

Learn about our investment-only option

All investing is subject to risk, including the possible loss of the money you invest.

For more information about Vanguard funds, visit vanguard.com to obtain a prospectus or, if available, a summary prospectus. Investment objectives, risks, charges, expenses, and other important information about a fund are contained in the prospectus; read and consider it carefully before investing.